Plan Execution Process
We provide you our discretionary ongoing financial plan implementation services to review and monitor your Financial Plan to ensure you meet your financial goals subject to sign a separate agreement depending upon choosing our financial services. We assist in buying of all insurance products and investing in mutual funds as recommended to them by their financial planners. In other words we provide investment advisory execution to their financial Plan. This service is for those who already have a financial plan prepared from a professional or have worked on it themselves and are only looking for its implementation. We also help clients in making the necessary transactions, and also take care of regular reporting and rebalancing of portfolio as per financial plan review and recommendations.
We also provide Client Online platform to transact and view their mutual funds portfolio.
We assist in execution of the investments by filling the necessary forms, and also ensuring all necessary documents are attached.
We assist in obtaining KYC and PAN requirements and updating the same on an annual basis with KYC norms and CVL requirements.
We discuss the investment procedures, laws, tax rules pertaining to investments in India.
We send the forms for filling and execution of investment.
We provide monthly and quarterly updates to clients on current values of holding. We also provide online updates to select clients to enable them to view their investments real time 24/7.
We send regular financial news and market updates to our clients.
Asset Allocation is done on a yearly basis in time with the Goal Review done for our Financial Plan clients.
Profit booking and changes on under-performing assets are made on a quarterly basis, to ensure absolute returns are obtained.
We understand and suggest Systematic Investment options in accordance with your goals and track the performance of the same for you.
Capital Gains and Unrealized Gains reports are made.
Special Offerings and its Impact on your goals and portfolio.
Personalized investment advise from our Certified Financial Planner and Financial Plan discussion.
Annual Goal Review
Note: Execution Services such as Mutual Fund Investments will be provided by our associate Mrs Jyoti Narula who is a Chartered Financial Goal Planner®, (CFGP)® and AMFI registered for Mutual funds distribution and all insurance products will be provided by Mr. Krishan Lal Narula who has licensed by Insurance Regulatory Authority of India (IRDA) .
YOU ARE UNDER NO OBLIGATION TO FOLLOW, IN WHOLE OR IN PART ANY OF THE ALTERNATIVES PRESENTED IN THIS PLAN OR TO PURCHASE INVESTMENT, INSURANCE OR OTHER FINANCIAL PRODUCTS OR SERVICES THROUGH YOUR ADVISER. Your adviser is not responsible for reviewing your situation on an ongoing basis or updating these alternatives unless you sign a separate contract regarding those continuing services. Should you enter into an ongoing advisory arrangement, an additional fee may be charged.